Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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BGF Investment Management Limited
FRN 771879
- [FCA CF] Client dealing (since 15 Apr 2025)
- [FCA CF] Proprietary trader (24 Jan 2024 to 15 Apr 2025)
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- CF10a CASS Oversight function (1 Oct 2011 to 14 Jun 2013)
- CF11 Money Laundering Reporting (14 Jan 2009 to 14 Jun 2013)
- CF10 Compliance Oversight (14 Jan 2009 to 14 Jun 2013)
- CF30 Customer (1 Nov 2007 to 14 Jun 2013)
- CF27 Investment Management (25 Jan 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.