Date authorised
1 April 2013
Companies House
03818199
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Otway House
    34 Spalding Road
    Pinchbeck
    Spalding
    PE11 3UD
    UNITED KINGDOM
    Phone
    +4401162388200
  • Complaints Contact

    Otway House
    34 Spalding Road
    Pinchbeck
    Spalding
    PE11 3UD
    UNITED KINGDOM
    Phone
    +4401162388200

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Runs Investment Funds

  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Richard Michiel Stevenson

    IRN RMS01079

    • CF2 Non Executive Director (1 Dec 2001 to 6 Sep 2013)
  • Robert Carroll

    IRN RXC01319

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (18 Nov 2005 to 31 Mar 2009)
    • CF3 Chief Executive (18 Nov 2005 to 9 Sep 2013)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 23 Nov 2005)
    • CF1 Director (1 Dec 2001 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Dec 2001 to 23 Nov 2005)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
  • Robin Vivian Nigel Jones

    IRN RVJ01004

    • CF30 Customer (1 Nov 2007 to 31 Mar 2010)
    • CF1 Director (14 Feb 2006 to 31 Mar 2010)
    • CF27 Investment Management (9 Jul 2003 to 31 Oct 2007)
  • Roger David Colwill

    IRN RDC01060

    • CF30 Customer (11 Apr 2008 to 6 Sep 2013)
  • Rupert James Tennant Lyle

    IRN RJL01132

    • CF1 Director (19 Mar 2007 to 28 Sep 2007)
    • CF27 Investment Management (28 Sep 2006 to 28 Sep 2007)
  • Vijayen Curthan

    IRN VXC01035

    • [FCA CF] Client dealing (14 Jul 2020 to 1 Aug 2024)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.