Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF10a CASS Oversight function (22 Aug 2017 to 11 May 2018)
    • CF11 Money Laundering Reporting (21 Jul 2017 to 8 Dec 2019)
    • CF10 Compliance Oversight (21 Jul 2017 to 3 Apr 2018)
    • CF3 Chief Executive (30 Sep 2013 to 8 Dec 2019)
    • CF1 Director (30 Sep 2013 to 8 Dec 2019)
    • CF30 Customer (9 Sep 2013 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.