Date authorised
1 April 2013
Companies House
02914364
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Capital Building
    Tyndall Street
    Cardiff
    CF10 4AZ
    UNITED KINGDOM
    Phone
    +4403332406500
  • Complaints Contact

    Capital Law Llp
    Tyndall Street
    Tyndall Street
    Cardiff
    CF10 4AZ
    UNITED KINGDOM
    Phone
    +4403332406500

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alexander Smart

    IRN AXS02538

    • CF1 Director (21 Oct 2009 to 6 Dec 2019)
    • CF30 Customer (26 Sep 2008 to 6 Dec 2019)
  • Brenig Gwilym Preest

    IRN BXP01126

    • CF30 Customer (1 Nov 2007 to 22 Jul 2008)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
  • Bryony St Clair Ellison

    IRN BSH01024

    • CF30 Customer (6 Apr 2009 to 5 Sep 2019)
  • David Fisher

    IRN DXF01169

    • CF30 Customer (6 Apr 2010 to 1 Jul 2010)
  • David Peter Lloyd Davies

    IRN DPD01029

    • CF30 Customer (4 Jul 2008 to 23 Aug 2010)
    • CF28 Systems and controls (1 Nov 2007 to 22 Jan 2008)
    • CF27 Investment Management (10 Mar 2003 to 31 Oct 2007)
    • CF2 Non Executive Director (1 Dec 2001 to 22 Jan 2008)
    • CF13 Finance (1 Dec 2001 to 31 Oct 2007)
  • Duncan Andrew Cantlay

    IRN DAC01118

    • CF30 Customer (1 Nov 2007 to 30 Apr 2008)
    • CF27 Investment Management (18 Mar 2003 to 31 Oct 2007)
    • CF2 Non Executive Director (30 Sep 2002 to 30 Apr 2008)
  • Duncan John Gillie MacIntosh

    IRN DJM01495

    • CF2 Non Executive Director (5 Jan 2006 to 13 Feb 2006)
  • Edward Jun Minton

    IRN EJM01150

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (10 Mar 2018 to 8 Dec 2019)
  • Guy Davies

    IRN GXD01212

    • SMF1 Chief Executive (since 11 Aug 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (24 Sep 2010 to 8 Dec 2019)
    • CF10 Compliance Oversight (24 Sep 2010 to 11 Nov 2011)
    • CF1 Director (12 Sep 2008 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (12 Sep 2008 to 31 Mar 2009)
    • CF30 Customer (5 Feb 2008 to 8 Dec 2019)
  • Ian Martin Du Feu

    IRN IMD01034

    • CF30 Customer (22 Jul 2010 to 20 Jan 2011)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.