David Peter Lloyd Davies

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • WestBridge Fund Managers Limited (no longer approved here)

    FRN 171315

    • CF30 Customer (4 Jul 2008 to 23 Aug 2010)
    • CF28 Systems and controls (1 Nov 2007 to 22 Jan 2008)
    • CF27 Investment Management (10 Mar 2003 to 31 Oct 2007)
    • CF13 Finance (1 Dec 2001 to 31 Oct 2007)
    • CF2 Non Executive Director (1 Dec 2001 to 22 Jan 2008)
  • Principality Building Society (no longer approved here)

    FRN 155998

    • CF2 Non Executive Director (1 Dec 2001 to 30 Jun 2006)

Recent activity

Updates to this individual's record on the FCA register.

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