Date authorised
1 April 2013
Companies House
02914364
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Capital Building
    Tyndall Street
    Cardiff
    CF10 4AZ
    UNITED KINGDOM
    Phone
    +4403332406500
  • Complaints Contact

    Capital Law Llp
    Tyndall Street
    Tyndall Street
    Cardiff
    CF10 4AZ
    UNITED KINGDOM
    Phone
    +4403332406500

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • James Alister MacLeay

    IRN JXM07285

    • [FCA CF] Client dealing (9 Dec 2019 to 17 Oct 2025)
    • CF30 Customer (1 Nov 2018 to 8 Dec 2019)
  • James Christopher Wakefield

    IRN JCW01133

    • SMF9 Chair of the Governing Body (since 11 Aug 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF10 Compliance Oversight (1 Feb 2012 to 8 Dec 2019)
    • CF1 Director (14 Aug 2008 to 8 Dec 2019)
    • CF30 Customer (15 Feb 2008 to 8 Dec 2019)
  • James Ernest Peter Gervasio

    IRN JEG01040

    • CF10 Compliance Oversight (1 Dec 2001 to 24 Sep 2010)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 24 Sep 2010)
  • Jeremy Francis Barnes

    IRN JFB01066

    • CF1 Director (13 Aug 2007 to 22 Jul 2008)
    • CF8 Apportionment and Oversight (13 Aug 2007 to 22 Jul 2008)
  • Jessica Elisabeth Ledger

    IRN JXL00672

    • [FCA CF] Client dealing (since 30 May 2023)
  • Katherine Emma Bond

    IRN KEL01028

    • [FCA CF] Client dealing (since 14 Sep 2020)
    • SMF3 Executive Director (7 Nov 2023 to 9 Mar 2026)
  • Luke Gilbert

    IRN LXG00205

    • [FCA CF] Client dealing (since 30 May 2023)
  • Madeleine Siobhan Finn

    IRN MXF00638

    • [FCA CF] Client dealing (since 12 Jan 2026)
  • Matthew Jack Osborne Williams

    IRN MXW01016

    • [FCA CF] Client dealing (since 1 Dec 2025)
  • Owen Stephen Alexander Sennitt

    IRN OSS01004

    • CF3 Chief Executive (5 Jan 2006 to 31 Aug 2007)
    • CF8 Apportionment and Oversight (5 Jan 2006 to 31 Aug 2007)
    • CF1 Director (28 Feb 2003 to 31 Aug 2007)
    • CF27 Investment Management (31 Jan 2002 to 31 Aug 2007)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.