WestBridge Fund Managers Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Pascal Adrian Wittet
IRN PAW01233
- CF30 Customer (10 Jun 2013 to 1 Jul 2014)
Paul William Dickson
IRN PXD00351
- SMF3 Executive Director (since 7 Nov 2023)
Peter John Sutton Brooks
IRN PJB01216
- CF2 Non Executive Director (30 Jul 2009 to 7 Nov 2011)
- CF30 Customer (30 Jun 2009 to 7 Nov 2011)
Peter William Barkley
IRN PXB19762
- SMF3 Executive Director (since 7 Nov 2023)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (6 Sep 2019 to 8 Dec 2019)
Philip Simon Cammerman
IRN PSC01034
- CF2 Non Executive Director (1 Dec 2001 to 5 Apr 2002)
Rebecca Sinclair
IRN RXS22708
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (4 Nov 2019 to 8 Dec 2019)
Richard Jeremy Stone
IRN RJS01380
- CF2 Non Executive Director (5 Jan 2006 to 22 Jul 2008)
Richard John Harbottle
IRN RJH01235
- CF30 Customer (1 Nov 2007 to 23 Aug 2010)
- CF2 Non Executive Director (8 Feb 2006 to 24 Jun 2009)
- CF1 Director (1 Dec 2001 to 18 Jan 2006)
- CF3 Chief Executive (1 Dec 2001 to 18 Jan 2006)
- CF8 Apportionment and Oversight (1 Dec 2001 to 18 Jan 2006)
- CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
Rory Alexander Robert Whitrow
IRN RXW00493
- [FCA CF] Client dealing (since 30 May 2023)
Scott William Barham
IRN SWB01071
- CF30 Customer (5 Nov 2008 to 1 Jul 2010)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.