Date authorised
1 April 2013
Companies House
02914364
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Capital Building
    Tyndall Street
    Cardiff
    CF10 4AZ
    UNITED KINGDOM
    Phone
    +4403332406500
  • Complaints Contact

    Capital Law Llp
    Tyndall Street
    Tyndall Street
    Cardiff
    CF10 4AZ
    UNITED KINGDOM
    Phone
    +4403332406500

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Thomas Ralph Dutton

    IRN TXD00283

    • [FCA CF] Client dealing (since 30 Apr 2024)
  • Timothy Peter Graham Whittard

    IRN TPW01014

    • SMF3 Executive Director (since 7 Nov 2023)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (7 Dec 2020 to 25 Mar 2021)
    • CF30 Customer (2 Oct 2017 to 8 Dec 2019)
  • Valerie Claire Kendall

    IRN VCR01004

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (21 Aug 2008 to 8 Dec 2019)
    • CF30 Customer (15 Feb 2008 to 8 Dec 2019)
  • Zoe Lee Yii Shan

    IRN ZXS00103

    • [FCA CF] Client dealing (since 1 Feb 2026)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.