Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 17. Administrative functions in relation to managing investments
    • 15. Operating a collective investment scheme or undertaking the activities of a trustee or depositary of a collective investment scheme
    • 14. Managing investments
    • [FCA CF] Significant management (since 4 Nov 2024)
    • [FCA CF] Client dealing (since 4 Nov 2024)
    • [FCA CF] Functions requiring qualifications (since 4 Nov 2024)
  • Ethos Partners LLP (no longer approved here)

    FRN 813812

    • SMF27 Partner (23 Feb 2022 to 31 Dec 2024)
  • Connection Capital LLP (no longer approved here)

    FRN 705640

    • SMF27 Partner (9 Dec 2019 to 7 Jul 2020)
    • CF4 Partner (19 Oct 2018 to 8 Dec 2019)
    • CF30 Customer (3 Jun 2016 to 8 Dec 2019)
  • Connection Capital LLP (no longer approved here)

    FRN 513144

    • Employed By (6 Sep 2014 to 8 Dec 2019)
  • WestBridge Fund Managers Limited (no longer approved here)

    FRN 171315

    • CF30 Customer (10 Jun 2013 to 1 Jul 2014)

Recent activity

Updates to this individual's record on the FCA register.

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