Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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North Atlantic Investment Services Limited
FRN 969870
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 17. Administrative functions in relation to managing investments
- 15. Operating a collective investment scheme or undertaking the activities of a trustee or depositary of a collective investment scheme
- 14. Managing investments
- [FCA CF] Significant management (since 4 Nov 2024)
- [FCA CF] Client dealing (since 4 Nov 2024)
- [FCA CF] Functions requiring qualifications (since 4 Nov 2024)
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- SMF27 Partner (23 Feb 2022 to 31 Dec 2024)
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- SMF27 Partner (9 Dec 2019 to 7 Jul 2020)
- CF4 Partner (19 Oct 2018 to 8 Dec 2019)
- CF30 Customer (3 Jun 2016 to 8 Dec 2019)
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- Employed By (6 Sep 2014 to 8 Dec 2019)
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- CF30 Customer (10 Jun 2013 to 1 Jul 2014)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.