Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • YFM Private Equity Limited (no longer approved here)

    FRN 122120

    • CF10 Compliance Oversight (1 Dec 2001 to 21 Mar 2011)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 21 Mar 2011)
  • WestBridge Fund Managers Limited (no longer approved here)

    FRN 171315

    • CF10 Compliance Oversight (1 Dec 2001 to 24 Sep 2010)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 24 Sep 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.