James Christopher Wakefield

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

WestBridge Fund Managers Limited
FRN 171315
- SMF9 Chair of the Governing Body (since 11 Aug 2020)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- CF10 Compliance Oversight (1 Feb 2012 to 8 Dec 2019)
- CF1 Director (14 Aug 2008 to 8 Dec 2019)
- CF30 Customer (15 Feb 2008 to 8 Dec 2019)
Berchwood Partners LLP (no longer approved here)
FRN 447220
- CF11 Money Laundering Reporting (8 Sep 2009 to 10 Dec 2010)
- CF30 Customer (19 May 2008 to 14 Dec 2012)
Bridgepoint Advisers Limited (no longer approved here)
FRN 181601
- CF1 Director (1 Dec 2001 to 31 Dec 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.