Berchwood Partners LLP

• Principal Place of Business

  1 The Green

  Surrey

  TW9 1PL

  UNITED KINGDOM

  Phone

  +442039684560

  Web

  https://www.berchwoodpartners.com

• Complaints Contact

  515 Madison Ave

  New York, NY 10022

  New York

  NY

  10022

  UNITED STATES OF AMERICA

  Phone

  +12122013929

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• . Berchwood Partners Limited

  IRN XXB01030

  • SMF27 Partner (since 9 Dec 2019)
  • CF4 Partner (7 Apr 2006 to 8 Dec 2019)
• Alexander James Francis Chaplin

  IRN AJC01490

  • CF11 Money Laundering Reporting (20 Apr 2011 to 30 Mar 2017)
  • CF30 Customer (15 Sep 2008 to 30 Mar 2017)
• Alexander Maria Alfred Apponyi

  IRN AMA01027

  • CF30 Customer (1 Nov 2007 to 31 Aug 2009)
  • CF10 Compliance Oversight (7 Apr 2006 to 31 Aug 2009)
  • CF4 Partner (7 Apr 2006 to 3 Nov 2009)
  • CF8 Apportionment and Oversight (7 Apr 2006 to 31 Oct 2007)
  • CF11 Money Laundering Reporting (7 Apr 2006 to 31 Aug 2009)
  • CF21 Investment Adviser (7 Apr 2006 to 31 Oct 2007)
• Babur Yusupov

  IRN BXY01037

  • CF30 Customer (22 Feb 2018 to 16 May 2018)
• David Wayne Berchenbriter

  IRN DWB01124

  • [FCA CF] Client dealing (since 28 Jul 2020)
  • CF30 Customer (18 Mar 2008 to 8 Dec 2019)
• Elliot Pasztor

  IRN EXP01290

  • CF30 Customer (14 Mar 2018 to 22 Jul 2019)
• Francois Rowell

  IRN FXR01218

  • CF30 Customer (16 Oct 2012 to 1 Feb 2015)
• Glenn Medwar

  IRN GXM00493

  • [FCA CF] Client dealing (6 Sep 2022 to 6 Apr 2023)
• Indraneel Das

  IRN IXD01125

  • CF30 Customer (15 Jul 2010 to 1 Jul 2011)
  • CF4 Partner (15 Jul 2010 to 14 Apr 2011)
  • CF10 Compliance Oversight (15 Jul 2010 to 14 Apr 2011)
  • CF11 Money Laundering Reporting (15 Jul 2010 to 14 Apr 2011)
• James Christopher Wakefield

  IRN JCW01133

  • CF11 Money Laundering Reporting (8 Sep 2009 to 10 Dec 2010)
  • CF30 Customer (19 May 2008 to 14 Dec 2012)

No changes recorded yet.