Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Lowndes Partners Group LLP
FRN 519365
- CF1 Director (AR) (since 28 Jan 2022)
- CF30 Customer (since 28 Jan 2022)
- CF3 Chief Executive (AR) (since 28 Jan 2022)
- [FCA CF] Client dealing (since 17 Nov 2021)
- CF30 Customer (10 Feb 2013 to 10 Feb 2014)
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Bastion Advisors (UK) Ltd.
FRN 968456
- Employed By (since 28 Jan 2022)
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- CF30 Customer (7 Sep 2018 to 8 Dec 2019)
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- CF30 Customer (13 Feb 2014 to 21 Apr 2017)
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- CF30 Customer (16 Feb 2010 to 21 Apr 2010)
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- Employed By (16 Feb 2010 to 21 Apr 2010)
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- CF30 Customer (1 Nov 2007 to 31 Aug 2009)
- CF4 Partner (7 Apr 2006 to 3 Nov 2009)
- CF21 Investment Adviser (7 Apr 2006 to 31 Oct 2007)
- CF11 Money Laundering Reporting (7 Apr 2006 to 31 Aug 2009)
- CF10 Compliance Oversight (7 Apr 2006 to 31 Aug 2009)
- CF8 Apportionment and Oversight (7 Apr 2006 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.