Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • CF1 Director (AR) (since 28 Jan 2022)
    • CF30 Customer (since 28 Jan 2022)
    • CF3 Chief Executive (AR) (since 28 Jan 2022)
    • [FCA CF] Client dealing (since 17 Nov 2021)
    • CF30 Customer (10 Feb 2013 to 10 Feb 2014)
    • Employed By (since 28 Jan 2022)
  • Asante Capital Group LLP (no longer approved here)

    FRN 528366

    • CF30 Customer (7 Sep 2018 to 8 Dec 2019)
  • JEFFERIES INTERNATIONAL LIMITED (no longer approved here)

    FRN 139253

    • CF30 Customer (13 Feb 2014 to 21 Apr 2017)
  • Mirabella Financial Services LLP (no longer approved here)

    FRN 415559

    • CF30 Customer (16 Feb 2010 to 21 Apr 2010)
  • Brookfield Financial Europe LP (no longer approved here)

    FRN 511114

    • Employed By (16 Feb 2010 to 21 Apr 2010)
  • Berchwood Partners LLP (no longer approved here)

    FRN 447220

    • CF30 Customer (1 Nov 2007 to 31 Aug 2009)
    • CF4 Partner (7 Apr 2006 to 3 Nov 2009)
    • CF21 Investment Adviser (7 Apr 2006 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (7 Apr 2006 to 31 Aug 2009)
    • CF10 Compliance Oversight (7 Apr 2006 to 31 Aug 2009)
    • CF8 Apportionment and Oversight (7 Apr 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.