Lowndes Partners Group LLP

Date authorised
1 April 2013
Companies House
OC349936
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Bridgeman House
    1 Radnor Terrace
    London
    Kensington And Chelsea
    W14 8AZ
    UNITED KINGDOM
    Phone
    +4402032399200
    Web
    https://www.lowndespartners.com

  • Complaints Contact

    Bridgeman House
    1 Radnor Terrace
    London
    Kensington And Chelsea
    W14 8AZ
    UNITED KINGDOM
    Phone
    +4402032399200

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alexander Maria Alfred Apponyi

    IRN AMA01027

    • CF3 Chief Executive (AR) (since 28 Jan 2022)
    • CF1 Director (AR) (since 28 Jan 2022)
    • CF30 Customer (since 28 Jan 2022)
    • [FCA CF] Client dealing (since 17 Nov 2021)
    • CF30 Customer (10 Feb 2013 to 10 Feb 2014)
  • Farhan Lalji

    IRN FXL00081

    • [FCA CF] Client dealing (23 Feb 2023 to 25 Aug 2023)
  • Michael Anthony Constant

    IRN MAC01141

    • CF30 Customer (10 Sep 2012 to 9 Nov 2016)
  • Neil Warrender

    IRN NRW01052

    • [FCA CF] Significant management (since 9 Dec 2019)
  • Richard Lawrence Tray

    IRN RLT01013

    • CF30 Customer (2 Sep 2010 to 31 Mar 2018)
    • CF3 Chief Executive (2 Sep 2010 to 30 Sep 2017)
    • CF4 Partner (2 Sep 2010 to 30 Sep 2017)
  • Simon Adam Chen

    IRN SAC01242

    • CF1 Director (AR) (since 25 May 2021)
    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF3 Chief Executive (4 Jan 2018 to 8 Dec 2019)
    • CF4 Partner (2 Sep 2010 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (2 Sep 2010 to 8 Dec 2019)
    • CF10 Compliance Oversight (2 Sep 2010 to 8 Dec 2019)
    • CF30 Customer (2 Sep 2010 to 8 Dec 2019)
  • Simon Joseph Paul Blanco Hood

    IRN SJH01234

    • CF30 Customer (3 Feb 2015 to 24 May 2017)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.