Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF10 Compliance Oversight (15 Jul 2010 to 14 Apr 2011)
- CF11 Money Laundering Reporting (15 Jul 2010 to 14 Apr 2011)
- CF30 Customer (15 Jul 2010 to 1 Jul 2011)
- CF4 Partner (15 Jul 2010 to 14 Apr 2011)
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- CF4 Partner (13 Jul 2006 to 23 May 2008)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.