Rutland Partners LLP

Date authorised
1 April 2013
Companies House
OC305965
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Rutland Partners LLP
    Thomas House
    84 Eccleston Square
    London
    Westminster
    SW1V 1PX
    UNITED KINGDOM
    Phone
    +4402074510700
    Web
    https://www.rutlandpartners.com

  • Complaints Contact

    Rutland Partners LLP
    Thomas House
    84 Eccleston Square
    London
    Westminster
    SW1V 1PX
    UNITED KINGDOM
    Phone
    +4407976272331

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Private Investment Funds

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Holds Your Assets

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • . Rutland Fund Management Limited

    IRN XXR01009

    • CF4 Partner (5 Jan 2003 to 20 Nov 2012)
  • Adam Edward Middleditch

    IRN AEM01088

    • CF27 Investment Management (25 Feb 2004 to 31 Mar 2005)
  • Alexander Tristan Craddock

    IRN ATC01053

    • SMF27 Partner (9 Dec 2019 to 30 Apr 2020)
    • CF4 Partner (2 Feb 2018 to 8 Dec 2019)
    • CF30 Customer (1 Oct 2011 to 8 Dec 2019)
  • Andrew John Powell

    IRN AJP01230

    • SMF27 Partner (9 Dec 2019 to 30 Apr 2020)
    • CF4 Partner (15 May 2017 to 8 Dec 2019)
    • CF30 Customer (15 May 2017 to 8 Dec 2019)
  • Benjamin Slatter

    IRN BSS01027

    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (6 Oct 2008 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (25 Feb 2004 to 31 Oct 2007)
  • Christopher Bruce Dowling

    IRN CXD01096

    • CF27 Investment Management (25 Feb 2004 to 1 Dec 2005)
    • CF4 Partner (25 Feb 2004 to 1 Dec 2005)
    • CF8 Apportionment and Oversight (25 Feb 2004 to 1 Jun 2005)
  • Christopher Lynch

    IRN CXL00391

    • [FCA CF] Client dealing (24 Mar 2023 to 29 Dec 2025)
  • David Mervyn Wingfield

    IRN DMW01129

    • CF4 Partner (18 Jan 2012 to 21 Dec 2016)
    • CF30 Customer (1 Oct 2011 to 6 Apr 2016)
  • David Richard Wardrop

    IRN DRW01084

    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (6 Apr 2014 to 8 Dec 2019)
    • CF30 Customer (1 Oct 2011 to 8 Dec 2019)
  • Indraneel Das

    IRN IXD01125

    • CF4 Partner (13 Jul 2006 to 23 May 2008)
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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.