Rutland Partners LLP

Date authorised
1 April 2013
Companies House
OC305965
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Rutland Partners LLP
    Thomas House
    84 Eccleston Square
    London
    Westminster
    SW1V 1PX
    UNITED KINGDOM
    Phone
    +4402074510700
    Web
    https://www.rutlandpartners.com

  • Complaints Contact

    Rutland Partners LLP
    Thomas House
    84 Eccleston Square
    London
    Westminster
    SW1V 1PX
    UNITED KINGDOM
    Phone
    +4407976272331

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Private Investment Funds

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Holds Your Assets

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Jason George Birt

    IRN JGB01142

    • [FCA CF] Client dealing (30 Mar 2021 to 13 Jan 2022)
    • CF30 Customer (1 Mar 2018 to 8 Dec 2019)
  • Jonathan Robert Brooks

    IRN JRB01120

    • CF30 Customer (1 Nov 2007 to 22 Dec 2010)
    • CF4 Partner (11 Nov 2004 to 30 Apr 2011)
    • CF27 Investment Management (25 Feb 2004 to 31 Oct 2007)
  • Kajen Mohanadas

    IRN KXM01548

    • CF30 Customer (1 Oct 2011 to 8 Dec 2019)
  • Matthew Alexander Hamilton-Allen

    IRN MAH01385

    • [FCA CF] Client dealing (30 Mar 2021 to 31 Mar 2022)
    • CF30 Customer (1 Mar 2018 to 8 Dec 2019)
  • Michael Anthony Reynolds

    IRN MXR01883

    • CF30 Customer (14 Sep 2015 to 17 Oct 2017)
  • Michael James Robert Harris

    IRN MJH01263

    • SMF27 Partner (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF4 Partner (25 Feb 2004 to 8 Dec 2019)
    • CF27 Investment Management (25 Feb 2004 to 31 Oct 2007)
  • Michael Robert Finch Langdon

    IRN MRL01039

    • CF30 Customer (1 Nov 2007 to 31 Dec 2017)
    • CF27 Investment Management (25 Feb 2004 to 31 Oct 2007)
    • CF4 Partner (25 Feb 2004 to 31 Dec 2017)
  • Nicholas David Morrill

    IRN NDM01029

    • SMF27 Partner (9 Dec 2019 to 31 Dec 2023)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (25 Feb 2004 to 31 Oct 2007)
    • CF4 Partner (25 Feb 2004 to 8 Dec 2019)
  • Nigel Adam Moss

    IRN NAM01043

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF10a CASS Oversight function (1 Oct 2011 to 8 Dec 2019)
    • CF10 Compliance Oversight (25 Feb 2004 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (25 Feb 2004 to 8 Dec 2019)
  • Oliver John Tudor Jones

    IRN OJM01011

    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (17 Jan 2012 to 8 Dec 2019)
    • CF30 Customer (1 Oct 2011 to 8 Dec 2019)
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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.