Alexander James Francis Chaplin

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

First Avenue Partners LLP
FRN 453653
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (since 10 Jan 2019)
First Avenue Partners (London) Limited
FRN 751523
- (5)Employed By (since 21 Jan 2019)
PricewaterhouseCoopers LLP (no longer approved here)
FRN 221411
- CF30 Customer (25 Jul 2017 to 31 Oct 2018)
Berchwood Partners LLP (no longer approved here)
FRN 447220
- CF11 Money Laundering Reporting (20 Apr 2011 to 30 Mar 2017)
- CF30 Customer (15 Sep 2008 to 30 Mar 2017)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.