First Avenue Partners LLP

• Principal Place of Business

  First Avenue Partners LLP

  17-19 Stratford Place

  London

  Westminster

  W1C 1BQ

  UNITED KINGDOM

  Phone

  +4402070166600

  Web

  https://www.firstavenue.com

• Complaints Contact

  First Avenue Partners LLP

  17-19 Stratford Place

  London

  Westminster

  W1C 1BQ

  UNITED KINGDOM

  Phone

  +442070166600

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

• . FAP AFS Limited

  IRN XXF01069

  • SMF27 Partner (9 Dec 2019 to 9 Dec 2019)
  • CF4 Partner (23 Jan 2012 to 8 Dec 2019)
• . FAP CB Limited

  IRN XXF01067

  • SMF27 Partner (9 Dec 2019 to 9 Dec 2019)
  • CF4 Partner (23 Jan 2012 to 8 Dec 2019)
• . FAP JRD Limited

  IRN XXF01068

  • CF4 Partner (23 Jan 2012 to 11 Sep 2019)
• . FAP PDB Limited

  IRN XXF01066

  • SMF27 Partner (9 Dec 2019 to 16 Jan 2020)
  • CF4 Partner (23 Jan 2012 to 8 Dec 2019)
• . Gothaer Finanzholding AG

  IRN XXG01022

  • CF4 Partner (7 Nov 2006 to 15 Jul 2013)
• Alan John Haig

  IRN AJH01375

  • CF11 Money Laundering Reporting (27 Jun 2008 to 29 Sep 2016)
  • CF10 Compliance Oversight (27 Jun 2008 to 29 Sep 2016)
• Alasdair Robert Findlay-Shirras

  IRN ARF01028

  • SMF27 Partner (9 Dec 2019 to 9 Dec 2019)
  • CF4 Partner (21 Feb 2008 to 8 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 2 Mar 2016)
  • CF21 Investment Adviser (19 Jul 2007 to 31 Oct 2007)
• Alasdair Worsford MacLay

  IRN AWM01073

  • CF30 Customer (since 16 Feb 2026)
• Alexander James Francis Chaplin

  IRN AJC01490

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (since 10 Jan 2019)
• Alexandra Gornaya

  IRN AXG01831

  • CF30 Customer (18 Nov 2011 to 1 Apr 2019)

• First Avenue Partners (London) Limited

  FRN 751523 · Appointed 1 Jul 2016

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