First Avenue Partners LLP
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
First Avenue Partners LLP17-19 Stratford PlaceLondonWestminsterW1C 1BQUNITED KINGDOM- Phone
- +4402070166600
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Complaints Contact
First Avenue Partners LLP17-19 Stratford PlaceLondonWestminsterW1C 1BQUNITED KINGDOM- Phone
- +442070166600
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Setup
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Alfonso Vargas Rojas
IRN AXV01479
- CF30 Customer (12 Oct 2015 to 24 Nov 2016)
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Anthony Clive Martin Norton
IRN ACN01010
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (since 14 Aug 2012)
- SMF27 Partner (9 Dec 2019 to 12 Jan 2024)
- CF4 Partner (5 Aug 2015 to 8 Dec 2019)
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Antonius Johannes Hermanus Van Den Heiligenberg
IRN AJV01022
- CF30 Customer (27 Feb 2009 to 28 Feb 2011)
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Arasnath David Kimis
IRN ADK01021
- CF30 Customer (11 Sep 2009 to 1 Sep 2015)
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Badran El-Farzazi
IRN BXE00033
- CF30 Customer (since 2 May 2024)
- [FCA CF] Client dealing (since 19 Apr 2024)
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Benjamin Thibaudat
IRN BXT00282
- CF30 Customer (11 Feb 2024 to 12 Mar 2025)
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Bernd Berg
IRN BXB01357
- CF30 Customer (20 Nov 2007 to 10 Nov 2008)
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Bibi Pearce Johnson
IRN BXP25288
- SMF17 Money Laundering Reporting Officer (MLRO) (23 Feb 2020 to 24 Nov 2020)
- SMF16 Compliance Oversight (23 Feb 2020 to 24 Nov 2020)
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Brendan Nerbonne
IRN BXN01165
- CF30 Customer (4 Nov 2017 to 20 Mar 2021)
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Caroline Charlotte James
IRN CCJ01012
- CF30 Customer (21 Dec 2007 to 14 Jul 2016)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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First Avenue Partners (London) Limited
FRN 751523 · Appointed 1 Jul 2016
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.