Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- [FCA CF] Material risk taker (11 Feb 2022 to 24 Feb 2023)
-
- SMF16 Compliance Oversight (23 Feb 2020 to 24 Nov 2020)
- SMF17 Money Laundering Reporting Officer (MLRO) (23 Feb 2020 to 24 Nov 2020)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.