Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF28 Systems and controls (25 Apr 2018 to 3 Dec 2018)
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- CF10 Compliance Oversight (27 Jun 2008 to 29 Sep 2016)
- CF11 Money Laundering Reporting (27 Jun 2008 to 29 Sep 2016)
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- CF2 Non Executive Director (13 Jun 2003 to 10 May 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.