David Fisher

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • EDGE INVESTMENTS LIMITED (no longer approved here)

    FRN 455446

    • [FCA CF] Client dealing (9 Dec 2020 to 23 Aug 2022)
    • SMF16 Compliance Oversight (11 Nov 2020 to 19 Aug 2022)
    • SMF3 Executive Director (9 Dec 2019 to 22 Jun 2020)
    • CF1 Director (10 Feb 2017 to 8 Dec 2019)
    • CF10 Compliance Oversight (10 Feb 2017 to 12 Mar 2019)
    • CF30 Customer (5 Jan 2011 to 8 Dec 2019)
  • Edge Creative Capital Limited (no longer approved here)

    FRN 801094

    • [FCA CF] Client dealing (9 Dec 2020 to 23 Aug 2022)
    • [FCA CF] Material risk taker (9 Dec 2020 to 23 Aug 2022)
    • SMF16 Compliance Oversight (11 Nov 2020 to 19 Aug 2022)
    • SMF3 Executive Director (9 Dec 2019 to 19 Aug 2022)
    • CF10 Compliance Oversight (25 May 2018 to 12 Mar 2019)
    • CF1 Director (25 May 2018 to 8 Dec 2019)
    • CF30 Customer (25 May 2018 to 8 Dec 2019)
  • Edge Future Capital Limited (no longer approved here)

    FRN 919163

    • [FCA CF] Client dealing (9 Dec 2020 to 23 Aug 2022)
    • SMF16 Compliance Oversight (19 Oct 2020 to 19 Aug 2022)
  • WestBridge Fund Managers Limited (no longer approved here)

    FRN 171315

    • CF30 Customer (6 Apr 2010 to 1 Jul 2010)
  • West Midlands Enterprise Limited (no longer approved here)

    FRN 121943

    • CF30 Customer (1 Nov 2007 to 30 Nov 2009)
    • CF27 Investment Management (19 Mar 2004 to 31 Oct 2007)
  • Elderstreet Investments Limited (no longer approved here)

    FRN 148527

    • CF21 Investment Adviser (24 Jun 2002 to 31 Jan 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.