EDGE INVESTMENTS LIMITED

• Principal Place of Business

  13-14 Welbeck Street

  London

  W1G 9XU

  UNITED KINGDOM

  Phone

  +442073171300

  Web

  https://www.edge.vc

• Complaints Contact

  13-14 Welbeck Street

  London

  W1G 9XU

  UNITED KINGDOM

  Phone

  +442073171300

• P2P Lending Advice

  For Professional

• Investment Advice (no pensions)

  For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Adrian Louis Baillie

  IRN ALB01089

  • CF30 Customer (15 Dec 2010 to 20 Nov 2012)
• Alasdair Thomas Paterson George

  IRN ATG01033

  • CF10 Compliance Oversight (29 Jul 2014 to 10 Feb 2017)
  • CF30 Customer (6 Dec 2007 to 30 Jun 2018)
  • CF1 Director (6 Dec 2007 to 10 Feb 2017)
• Alison McCarthy Lord

  IRN AML01166

  • CF1 Director (22 Apr 2015 to 2 Feb 2017)
  • CF11 Money Laundering Reporting (31 Jul 2014 to 2 Feb 2017)
  • CF30 Customer (22 Jul 2010 to 2 Feb 2017)
• Ashley Jogoo

  IRN AXJ00258

  • [FCA CF] Client dealing (since 20 Sep 2021)
• Charles Miller Smith

  IRN CXM02384

  • SMF9 Chair of the Governing Body (9 Feb 2021 to 29 Feb 2024)
  • Director of firm who is not a certification employee or a SMF manager (9 Dec 2020 to 20 Sep 2021)
  • SMF3 Executive Director (9 Dec 2019 to 28 Oct 2020)
  • CF1 Director (20 Mar 2015 to 8 Dec 2019)
  • CF30 Customer (20 Mar 2015 to 8 Dec 2019)
• Daniel James Tubb

  IRN DJT01158

  • CF30 Customer (30 Apr 2013 to 30 Apr 2016)
• David Fisher

  IRN DXF01169

  • [FCA CF] Client dealing (9 Dec 2020 to 23 Aug 2022)
  • SMF16 Compliance Oversight (11 Nov 2020 to 19 Aug 2022)
  • SMF3 Executive Director (9 Dec 2019 to 22 Jun 2020)
  • CF1 Director (10 Feb 2017 to 8 Dec 2019)
  • CF10 Compliance Oversight (10 Feb 2017 to 12 Mar 2019)
  • CF30 Customer (5 Jan 2011 to 8 Dec 2019)
• David Simon Glick

  IRN DSG01050

  • [FCA CF] Material risk taker (since 9 Dec 2020)
  • [FCA CF] Client dealing (since 9 Dec 2020)
  • SMF1 Chief Executive (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF1 Director (31 Oct 2006 to 8 Dec 2019)
  • CF3 Chief Executive (31 Oct 2006 to 8 Dec 2019)
  • CF27 Investment Management (31 Oct 2006 to 31 Oct 2007)
  • CF8 Apportionment and Oversight (31 Oct 2006 to 31 Oct 2007)
• Eva Rez

  IRN EXR00114

  • [FCA CF] Client dealing (14 Jan 2022 to 25 Jul 2023)
• Fiona Dent

  IRN FXD00075

  • SMF16 Compliance Oversight (16 Jan 2023 to 28 Feb 2026)
  • [FCA CF] Significant management (1 Aug 2022 to 28 Feb 2026)
  • [FCA CF] Client dealing (1 Aug 2022 to 28 Feb 2026)

• Edge Creative Capital Limited (no longer appointed)

  FRN 781605 · Appointed 13 Jun 2017 · Until 23 May 2018

No changes recorded yet.