Date authorised
1 April 2013
Companies House
05507396
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    13-14 Welbeck Street
    London
    W1G 9XU
    UNITED KINGDOM
    Phone
    +442073171300
  • Complaints Contact

    13-14 Welbeck Street
    London
    W1G 9XU
    UNITED KINGDOM
    Phone
    +442073171300

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Professional

  • Investment Advice (no pensions)

    For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Runs Investment Funds

  • Investment Setup

    For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Gordon Robert Power

    IRN GRP01046

    • CF2 Non Executive Director (15 May 2019 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 6 Jul 2018)
    • CF27 Investment Management (31 Oct 2006 to 31 Oct 2007)
    • CF1 Director (31 Oct 2006 to 15 May 2019)
  • Hannah Williamson

    IRN HXW00043

    • [FCA CF] Client dealing (since 9 Dec 2020)
  • Harvey Anthony Goldsmith

    IRN HAG01013

    • SMF3 Executive Director (9 Dec 2019 to 17 Apr 2020)
    • CF30 Customer (14 Dec 2007 to 8 Dec 2019)
    • CF1 Director (31 Oct 2006 to 8 Dec 2019)
  • Hugo Sunnucks

    IRN HXS00524

    • [FCA CF] Client dealing (since 6 Dec 2024)
  • JOANNA ELIZABETH SMITH

    IRN JES01228

    • CF30 Customer (10 May 2016 to 29 Mar 2018)
  • Joshua Richard Jazz Burge

    IRN JRB01359

    • [FCA CF] Client dealing (9 Dec 2020 to 31 Mar 2023)
    • CF30 Customer (25 Oct 2018 to 8 Dec 2019)
  • Kate Victoria Glick

    IRN KVG01004

    • CF30 Customer (1 Nov 2007 to 21 Jul 2014)
    • CF10 Compliance Oversight (31 Oct 2006 to 21 Jul 2014)
    • CF1 Director (31 Oct 2006 to 21 Jul 2014)
    • CF11 Money Laundering Reporting (31 Oct 2006 to 21 Jul 2014)
    • CF27 Investment Management (31 Oct 2006 to 31 Oct 2007)
  • Kenneth Okoroafor

    IRN KXO01288

    • SMF16 Compliance Oversight (9 Dec 2019 to 17 Apr 2020)
    • CF10 Compliance Oversight (19 Mar 2019 to 8 Dec 2019)
    • CF30 Customer (15 Jun 2017 to 8 Dec 2019)
  • Marcos Jorge Almeida Martins

    IRN MJM01411

    • CF30 Customer (30 Sep 2013 to 30 Nov 2014)
  • Mathew Kenneth Cole

    IRN MXC00919

    • [FCA CF] Client dealing (1 Mar 2023 to 16 Sep 2024)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.