Date authorised
25 May 2018
Companies House
09326543
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    13-14 Welbeck Street
    London
    W1G 9XU
    UNITED KINGDOM
    Phone
    +442073171300
  • Complaints Contact

    13-14 Welbeck Street
    London
    W1G 9XU
    UNITED KINGDOM
    Phone
    +442073171300

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Ashley Jogoo

    IRN AXJ00258

    • [FCA CF] Client dealing (since 20 Sep 2021)
  • Charles Miller Smith

    IRN CXM02384

    • SMF9 Chair of the Governing Body (9 Feb 2021 to 29 Feb 2024)
    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2020 to 20 Sep 2021)
    • SMF3 Executive Director (9 Dec 2019 to 30 Oct 2020)
    • CF30 Customer (25 May 2018 to 8 Dec 2019)
    • CF1 Director (25 May 2018 to 8 Dec 2019)
  • David Fisher

    IRN DXF01169

    • [FCA CF] Client dealing (9 Dec 2020 to 23 Aug 2022)
    • [FCA CF] Material risk taker (9 Dec 2020 to 23 Aug 2022)
    • SMF16 Compliance Oversight (11 Nov 2020 to 19 Aug 2022)
    • SMF3 Executive Director (9 Dec 2019 to 19 Aug 2022)
    • CF10 Compliance Oversight (25 May 2018 to 12 Mar 2019)
    • CF30 Customer (25 May 2018 to 8 Dec 2019)
    • CF1 Director (25 May 2018 to 8 Dec 2019)
  • David Simon Glick

    IRN DSG01050

    • [FCA CF] Material risk taker (since 9 Dec 2020)
    • [FCA CF] Client dealing (since 9 Dec 2020)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF30 Customer (25 May 2018 to 8 Dec 2019)
    • CF3 Chief Executive (25 May 2018 to 8 Dec 2019)
    • CF1 Director (25 May 2018 to 8 Dec 2019)
  • Eva Rez

    IRN EXR00114

    • [FCA CF] Client dealing (14 Jan 2022 to 25 Jul 2023)
  • Fiona Dent

    IRN FXD00075

    • SMF16 Compliance Oversight (16 Jan 2023 to 28 Feb 2026)
    • [FCA CF] Client dealing (1 Aug 2022 to 28 Feb 2026)
    • [FCA CF] Significant management (1 Aug 2022 to 28 Feb 2026)
  • Gordon Robert Power

    IRN GRP01046

    • CF2 Non Executive Director (15 May 2019 to 8 Dec 2019)
    • CF1 Director (25 May 2018 to 15 May 2019)
  • Hannah Williamson

    IRN HXW00043

    • [FCA CF] Client dealing (since 9 Dec 2020)
  • Hugo Sunnucks

    IRN HXS00524

    • [FCA CF] Client dealing (since 6 Dec 2024)
  • Joshua Richard Jazz Burge

    IRN JRB01359

    • [FCA CF] Client dealing (9 Dec 2020 to 31 Mar 2023)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.