Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 14. Managing investments
    • 17. Administrative functions in relation to managing investments
    • 16. Safeguarding and administering investments or holding client money
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF3 Executive Director (9 Dec 2019 to 3 Mar 2026)
    • CF30 Customer (21 Mar 2013 to 8 Dec 2019)
    • CF1 Director (21 Mar 2013 to 8 Dec 2019)
    • CF2 Non Executive Director (4 Dec 2006 to 11 Mar 2013)
  • Clarendon Fund Managers Ltd (no longer approved here)

    FRN 224974

    • CF30 Customer (1 Nov 2007 to 10 Nov 2017)
    • CF27 Investment Management (2 Jun 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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