Northstar Ventures Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Alan Mawson
IRN AXM01747
- CF2 Non Executive Director (17 Dec 2004 to 13 May 2008)
Alasdair Douglas Michael Greig
IRN ADG01074
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (4 May 2010 to 8 Dec 2019)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF27 Investment Management (1 Feb 2006 to 31 Oct 2007)
Alexander Edward Buchan
IRN AEB01093
- [FCA CF] Client dealing (since 10 Dec 2019)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF27 Investment Management (12 Jul 2005 to 31 Oct 2007)
Alexander Peter Dominic Marsh
IRN APM01225
- CF30 Customer (1 Jun 2017 to 30 Nov 2017)
Alison Mary Collins
IRN AMC01340
- [FCA CF] Client dealing (10 Dec 2019 to 31 Jan 2022)
- CF30 Customer (18 Jun 2018 to 8 Dec 2019)
Andrew John Sloane
IRN AJS01746
- CF30 Customer (31 Oct 2016 to 19 Feb 2018)
Andrew Robert Mulvenna
IRN ARM01315
- CF30 Customer (2 Nov 2016 to 19 Apr 2017)
Anthony William Henfrey
IRN AWH01033
- CF2 Non Executive Director (6 Mar 2012 to 20 Aug 2015)
Antony David Ross
IRN ADR01046
- CF2 Non Executive Director (17 Dec 2004 to 31 Aug 2016)
Ashoke Chopra
IRN AXC01505
- CF30 Customer (15 Nov 2010 to 22 Mar 2012)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.