Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 14. Managing investments
    • [FCA CF] Functions requiring qualifications (since 11 Feb 2022)
    • [FCA CF] Client dealing (since 11 Feb 2022)
    • SMF9 Chair of the Governing Body (since 1 Mar 2021)
    • SMF3 Executive Director (since 1 Mar 2021)
    • 14. Managing investments
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF3 Executive Director (9 Dec 2019 to 16 Dec 2020)
    • CF30 Customer (1 Mar 2017 to 8 Dec 2019)
    • CF1 Director (1 Mar 2017 to 8 Dec 2019)
  • NEL Fund Managers Limited (no longer approved here)

    FRN 148550

    • CF2 Non Executive Director (12 May 2008 to 18 Sep 2009)
  • Northstar Ventures Limited (no longer approved here)

    FRN 409325

    • CF2 Non Executive Director (17 Dec 2004 to 31 Aug 2016)
  • 3i Investments Plc (no longer approved here)

    FRN 195262

    • CF27 Investment Management (1 Dec 2001 to 19 Mar 2003)

Recent activity

Updates to this individual's record on the FCA register.

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