Date authorised
1 March 2017
Companies House
10401079
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    38 Seymour Street
    London
    W1H 7BP
    UNITED KINGDOM
    Phone
    +442037808072
  • Complaints Contact

    38 Seymour Street
    London
    W1H 7BP
    UNITED KINGDOM
    Phone
    +442037808072

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Holds Your Assets

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alexander Wright

    IRN AXW01626

    • 14. Managing investments
    • [FCA CF] Functions requiring qualifications (since 29 Oct 2025)
    • [FCA CF] Client dealing (since 29 Oct 2025)
  • Ali Inam

    IRN AXI00183

    • 14. Managing investments
    • [FCA CF] Functions requiring qualifications (since 20 Dec 2024)
    • [FCA CF] Client dealing (since 20 Dec 2024)
  • Amit Shah

    IRN AXS01787

    • 14. Managing investments
    • [FCA CF] Client dealing (since 20 Dec 2024)
    • [FCA CF] Functions requiring qualifications (since 20 Dec 2024)
  • Andrew Levitt

    IRN AXL02276

    • 14. Managing investments
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (27 Mar 2018 to 8 Dec 2019)
  • Anne-Marie Harris

    IRN AXH01475

    • CF30 Customer (1 Mar 2017 to 8 Dec 2019)
  • Anthony David Morgan

    IRN AXM01693

    • 14. Managing investments
    • [FCA CF] Client dealing (since 28 Feb 2025)
    • [FCA CF] Functions requiring qualifications (since 28 Feb 2025)
  • Antony David Ross

    IRN ADR01046

    • 14. Managing investments
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF3 Executive Director (9 Dec 2019 to 16 Dec 2020)
    • CF1 Director (1 Mar 2017 to 8 Dec 2019)
    • CF30 Customer (1 Mar 2017 to 8 Dec 2019)
  • Ben Andrew Purvey

    IRN BAP01041

    • CF30 Customer (1 Mar 2017 to 15 Oct 2018)
  • Brian Trelstad

    IRN BXT01291

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (4 Apr 2018 to 8 Dec 2019)
  • Celia Patricia Harrison

    IRN CXH00692

    • 14. Managing investments
    • [FCA CF] Functions requiring qualifications (since 14 Aug 2023)
    • [FCA CF] Client dealing (since 14 Aug 2023)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.