Date authorised
1 March 2021
Companies House
12638672
Last scraped
6 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    38 Seymour Street
    London
    W1H 7BP
    UNITED KINGDOM
    Phone
    +442037808000
  • Complaints Contact

    38 Seymour Street
    London
    W1H 7BP
    UNITED KINGDOM
    Phone
    +442037808072

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Ali Inam

    IRN AXI00183

    • 14. Managing investments
    • [FCA CF] Client dealing (since 20 Dec 2024)
    • [FCA CF] Functions requiring qualifications (since 20 Dec 2024)
  • Amit Shah

    IRN AXS01787

    • 14. Managing investments
    • [FCA CF] Client dealing (since 11 Feb 2022)
    • [FCA CF] Functions requiring qualifications (since 11 Feb 2022)
  • Andrew Levitt

    IRN AXL02276

    • SMF3 Executive Director (since 1 Mar 2021)
  • Angela Nyambura Gichaga

    IRN AXG00996

    • 14. Managing investments
    • [FCA CF] Client dealing (since 24 Dec 2024)
    • [FCA CF] Functions requiring qualifications (since 24 Dec 2024)
  • Antony David Ross

    IRN ADR01046

    • 14. Managing investments
    • [FCA CF] Client dealing (since 11 Feb 2022)
    • [FCA CF] Functions requiring qualifications (since 11 Feb 2022)
    • SMF9 Chair of the Governing Body (since 1 Mar 2021)
    • SMF3 Executive Director (since 1 Mar 2021)
  • Conor John Sullivan

    IRN CXS00488

    • 14. Managing investments
    • [FCA CF] Client dealing (since 20 Dec 2024)
    • [FCA CF] Functions requiring qualifications (since 20 Dec 2024)
  • Dominic Charles Field

    IRN DCF01013

    • CF1 Director (AR) (4 Aug 2021 to 26 Feb 2022)
  • Lucia Raquel Santirso Richards

    IRN LXS00406

    • 14. Managing investments
    • [FCA CF] Functions requiring qualifications (since 20 Dec 2024)
    • [FCA CF] Client dealing (since 20 Dec 2024)
  • Maria Iciar Ania Elosua

    IRN MXA00560

    • 14. Managing investments
    • [FCA CF] Client dealing (since 20 Dec 2024)
    • [FCA CF] Functions requiring qualifications (since 20 Dec 2024)
  • Michele Caroline Giddens

    IRN MXG01360

    • SMF3 Executive Director (1 Mar 2021 to 28 Oct 2025)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.