Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Innvotec Limited (no longer approved here)

    FRN 122365

    • SMF17 Money Laundering Reporting Officer (MLRO) (14 Oct 2020 to 1 Jul 2021)
    • SMF16 Compliance Oversight (7 Jul 2020 to 1 Jul 2021)
    • SMF3 Executive Director (9 Dec 2019 to 1 Jul 2021)
    • CF1 Director (4 Nov 2019 to 8 Dec 2019)
    • CF30 Customer (4 Nov 2019 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.