Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- SMF17 Money Laundering Reporting Officer (MLRO) (14 Oct 2020 to 1 Jul 2021)
- SMF16 Compliance Oversight (7 Jul 2020 to 1 Jul 2021)
- SMF3 Executive Director (9 Dec 2019 to 1 Jul 2021)
- CF1 Director (4 Nov 2019 to 8 Dec 2019)
- CF30 Customer (4 Nov 2019 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.