Shackleton Finance Limited

• Principal Place of Business

  Thistle Court

  1-2 Thistle Street

  Edinburgh

  EH2 1DD

  UNITED KINGDOM

  Phone

  +4401962842621

  Web

  https://www.shackletonventures.com

• Complaints Contact

  Thistle Court

  1-2 Thistle Street

  Edinburgh

  EH2 1DD

  UNITED KINGDOM

  Phone

  +441962842621

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

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  • · limited to unregulated CIS only

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Adrian Foulger

  IRN AXF00575

  • SMF16 Compliance Oversight (since 11 Jul 2025)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 11 Jul 2025)
  • SMF3 Executive Director (since 11 Jul 2025)
  • [FCA CF] Client dealing (since 2 Dec 2024)
• Deborah Nichole Hudson

  IRN DNH01032

  • SMF1 Chief Executive (since 18 Mar 2024)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • [FCA CF] Significant management (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (18 Mar 2024 to 7 Aug 2025)
  • SMF16 Compliance Oversight (18 Mar 2024 to 7 Aug 2025)
  • CF30 Customer (29 Jun 2017 to 8 Dec 2019)
  • CF1 Director (3 Apr 2014 to 8 Dec 2019)
• Dominic Orlando Marinelli

  IRN DOM01008

  • CF21 Investment Adviser (4 Aug 2003 to 22 Dec 2006)
• Hugh John Patrick Stewart

  IRN HJS01045

  • SMF3 Executive Director (since 14 Mar 2024)
  • SMF9 Chair of the Governing Body (since 14 Mar 2024)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Significant management (since 9 Dec 2019)
  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • SMF16 Compliance Oversight (9 Dec 2019 to 15 Jan 2024)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 15 Jan 2024)
  • SMF1 Chief Executive (9 Dec 2019 to 15 Jan 2024)
  • SMF3 Executive Director (9 Dec 2019 to 15 Jan 2024)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (26 Jan 2007 to 8 Dec 2019)
  • CF8 Apportionment and Oversight (26 Jan 2007 to 31 Oct 2007)
  • CF10 Compliance Oversight (26 Jan 2007 to 8 Dec 2019)
  • CF1 Director (26 Jan 2007 to 8 Dec 2019)
  • CF27 Investment Management (17 Feb 2004 to 31 Oct 2007)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • CF3 Chief Executive (1 Dec 2001 to 5 Dec 2006)
• Julie Ann Newman

  IRN JAN01045

  • CF27 Investment Management (17 Feb 2004 to 23 Mar 2006)
  • CF21 Investment Adviser (31 Jan 2002 to 23 Mar 2006)
  • CF23 Corporate Finance Adviser (1 Dec 2001 to 23 Mar 2006)
  • CF1 Director (1 Dec 2001 to 23 Mar 2006)
• Michael John Low

  IRN MJL01273

  • CF1 Director (2 Feb 2007 to 17 Mar 2013)
• Michael Roy David Roller

  IRN MRR01071

  • CF8 Apportionment and Oversight (22 Dec 2006 to 22 Dec 2006)
  • CF3 Chief Executive (8 Dec 2006 to 22 Dec 2006)
  • CF1 Director (17 Jan 2005 to 22 Dec 2006)
• Oliver William Hart

  IRN OWH01003

  • CF11 Money Laundering Reporting (27 Oct 2008 to 23 Apr 2012)
  • CF10 Compliance Oversight (1 Dec 2001 to 22 Dec 2006)

No changes recorded yet.