Hugo David Pring

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RAYMOND JAMES INVESTMENT SERVICES LIMITED (no longer approved here)

    FRN 194713

    • [FCA CF] Client dealing (9 Dec 2019 to 29 Jan 2026)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 29 Jan 2026)
    • CF30 Customer (26 Jul 2018 to 8 Dec 2019)
  • GBIM Limited (no longer approved here)

    FRN 593265

    • CF1 Director (1 Sep 2017 to 11 Jan 2018)
    • CF30 Customer (1 Apr 2014 to 5 Feb 2019)
  • Atomos Investments Limited (no longer approved here)

    FRN 122588

    • CF30 Customer (7 Jun 2011 to 29 Mar 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.