Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF16 Compliance Oversight (9 Dec 2019 to 10 Dec 2019)
- SMF3 Executive Director (9 Dec 2019 to 10 Dec 2019)
- [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2024)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Dec 2024)
- CF10 Compliance Oversight (19 Jul 2013 to 8 Dec 2019)
- CF30 Customer (19 Jul 2013 to 8 Dec 2019)
- CF1 Director (19 Jul 2013 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.