Daniel Ellis

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HAWKSMOOR INVESTMENT MANAGEMENT LIMITED

    FRN 472929

    • [FCA CF] Manager of certification employee (since 15 Jul 2025)
    • [FCA CF] Significant management (since 15 Jul 2025)
    • [FCA CF] Material risk taker (since 15 Jul 2025)
    • SMF3 Executive Director (31 Jan 2025 to 21 Feb 2025)
  • GBIM Limited

    FRN 593265

    • [FCA CF] Significant management (since 11 Jun 2025)
    • [FCA CF] Manager of certification employee (since 11 Jun 2025)
    • SMF3 Executive Director (31 Jan 2025 to 21 Feb 2025)
  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • [FCA CF] Significant management (1 Nov 2019 to 31 Mar 2020)
    • [FCA CF] Material risk taker (1 Nov 2019 to 31 Mar 2020)
    • [FCA CF] Manager of certification employee (1 Nov 2019 to 31 Mar 2020)
    • [FCA CF] Client dealing (1 Nov 2019 to 31 Mar 2020)

Recent activity

Updates to this individual's record on the FCA register.

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