Amarjit Singh Bansal

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Adroit Financial Planning Limited

    FRN 579324

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 2 Jul 2021)
    • [FCA CF] Client dealing (since 2 Jul 2021)
  • Chase de Vere Independent Financial Advisers limited (no longer approved here)

    FRN 137914

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Nov 2020)
    • [FCA CF] Client dealing (9 Dec 2019 to 30 Nov 2020)
    • CF30 Customer (13 May 2019 to 8 Dec 2019)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (1 Mar 2018 to 28 Mar 2019)
  • Vision Independent Financial Planning Ltd (no longer approved here)

    FRN 487395

    • CF1 Director (AR) (7 May 2015 to 18 Feb 2018)
    • CF30 Customer (7 May 2015 to 18 Feb 2018)
  • IM ASSET MANAGEMENT LIMITED (no longer approved here)

    FRN 402770

    • CF30 Customer (22 Nov 2012 to 24 Nov 2014)
  • Credit Suisse (UK) Limited (no longer approved here)

    FRN 124269

    • CF30 Customer (21 Nov 2007 to 11 Dec 2008)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF30 Customer (1 Nov 2007 to 21 Nov 2007)
    • CF21 Investment Adviser (24 Oct 2007 to 31 Oct 2007)
  • James Brearley & Sons Limited (no longer approved here)

    FRN 189219

    • CF21 Investment Adviser (16 Apr 2002 to 10 Jan 2003)
    • CF26 Customer Trading (16 Apr 2002 to 10 Jan 2003)

Recent activity

Updates to this individual's record on the FCA register.

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