Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Rathbones Investment Management Limited
FRN 116316
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 14. Managing investments
- [FCA CF] Client dealing (since 1 Mar 2023)
- [FCA CF] Functions requiring qualifications (since 26 Jul 2018)
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- CF30 Customer (31 Jul 2014 to 23 Apr 2018)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.