Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • [FCA CF] Client dealing (since 1 Mar 2023)
    • [FCA CF] Functions requiring qualifications (since 26 Jul 2018)
  • Ravenscroft Investments (UK) Limited (no longer approved here)

    FRN 609277

    • CF30 Customer (31 Jul 2014 to 23 Apr 2018)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.