Oliver Edward Goad

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Messels Limited
FRN 403323
- CF30 Customer (since 24 Sep 2021)
- CF1 Director (AR) (since 24 Sep 2021)
RCUK Advisory Limited
FRN 950672
- (1)Employed By (since 24 Sep 2021)
Ravenscroft Investments (UK) Limited (no longer approved here)
FRN 609277
- [FCA CF] Client dealing (1 Sep 2021 to 12 Oct 2021)
Cavendish Securities PLC (no longer approved here)
FRN 416932
- [FCA CF] Client dealing (9 Dec 2019 to 10 Apr 2020)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF21 Investment Adviser (10 Mar 2005 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.