Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Rothschild & Co Wealth Management UK Limited
FRN 218613
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- [FCA CF] Client dealing (since 19 Mar 2025)
- [FCA CF] Functions requiring qualifications (19 Mar 2025 to 20 Mar 2025)
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- [FCA CF] Client dealing (15 Nov 2021 to 29 Oct 2024)
- [FCA CF] Functions requiring qualifications (21 Jul 2021 to 29 Oct 2024)
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- [FCA CF] Client dealing (1 Jan 2021 to 11 Jun 2021)
- [FCA CF] Functions requiring qualifications (1 Jan 2021 to 11 Jun 2021)
- [FCA CF] Material risk taker (1 Jan 2021 to 11 Jun 2021)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.