Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Client dealing (since 19 Mar 2025)
    • [FCA CF] Functions requiring qualifications (19 Mar 2025 to 20 Mar 2025)
  • Brooks Macdonald Asset Management Limited (no longer approved here)

    FRN 184918

    • [FCA CF] Client dealing (15 Nov 2021 to 29 Oct 2024)
    • [FCA CF] Functions requiring qualifications (21 Jul 2021 to 29 Oct 2024)
  • Ravenscroft Investments (UK) Limited (no longer approved here)

    FRN 609277

    • [FCA CF] Client dealing (1 Jan 2021 to 11 Jun 2021)
    • [FCA CF] Functions requiring qualifications (1 Jan 2021 to 11 Jun 2021)
    • [FCA CF] Material risk taker (1 Jan 2021 to 11 Jun 2021)

Recent activity

Updates to this individual's record on the FCA register.

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