Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF29 Limited scope function (limited scope SMCR firms only) (since 7 Dec 2020)
    • CF3 Chief Executive (13 Mar 2018 to 6 Dec 2020)
    • CF1 Director (13 Mar 2018 to 6 Dec 2020)
    • 14. Managing investments
    • [FCA CF] Functions requiring qualifications (since 1 Nov 2020)
    • [FCA CF] Client dealing (since 1 Nov 2020)
  • Trevally Capital Advisers Ltd (no longer approved here)

    FRN 196124

    • CF30 Customer (11 Feb 2019 to 8 Dec 2019)
    • CF1 Director (AR) (3 Jun 2017 to 11 Dec 2018)
  • Mirabella Financial Services LLP (no longer approved here)

    FRN 415559

    • CF30 Customer (21 Sep 2012 to 23 Oct 2015)
    • CF1 Director (AR) (21 Sep 2012 to 23 Oct 2015)
  • THAMES RIVER CAPITAL LLP (no longer approved here)

    FRN 426349

    • CF4 Partner (18 Jul 2005 to 1 Jan 2007)

Recent activity

Updates to this individual's record on the FCA register.

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