Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 14. Managing investments
    • [FCA CF] Client dealing (since 30 Apr 2026)
    • [FCA CF] Functions requiring qualifications (since 30 Apr 2026)
    • [FCA CF] Manager of certification employee (since 30 Apr 2026)
  • Novia Financial Plc (no longer approved here)

    FRN 481600

    • SMF18 Other Overall Responsibility (25 Mar 2025 to 31 Dec 2025)
    • [FCA CF] Functions requiring qualifications (30 Jun 2023 to 31 Dec 2025)
  • LGT Capital Partners (U.K.) Limited (no longer approved here)

    FRN 448896

    • CF30 Customer (15 Feb 2012 to 20 Jul 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.