LGT Capital Partners (U.K.) Limited

• Principal Place of Business

  1 St. James's Market

  London

  SW1Y 4AH

  UNITED KINGDOM

  Phone

  +4402074842500

  Web

  https://www.lgtcp.com

• Complaints Contact

  1 St. James's Market

  London

  SW1Y 4AH

  UNITED KINGDOM

  Phone

  +4402074842500

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Alternative Debenture, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Adam Mark Reynolds

  IRN AMR01202

  • [FCA CF] Material risk taker (since 25 Mar 2024)
  • [FCA CF] Client dealing (since 7 Nov 2023)
• Antonia Massie

  IRN AXH02924

  • [FCA CF] Client dealing (since 1 Jan 2026)
• Barry Lee

  IRN BXL01240

  • [FCA CF] Client dealing (9 Dec 2019 to 31 May 2022)
  • CF30 Customer (7 Oct 2013 to 8 Dec 2019)
• Caroline Bradshaw

  IRN CLC01067

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (10 Nov 2016 to 8 Dec 2019)
• Christian David Dummett

  IRN CDD01016

  • CF30 Customer (7 Oct 2008 to 26 Jun 2012)
• Christopher Mark Quinton Rampton

  IRN CMR01096

  • CF8 Apportionment and Oversight (6 Jul 2006 to 31 Oct 2007)
  • CF1 Director (6 Jul 2006 to 9 May 2014)
• Daniel Chapman

  IRN DXC00719

  • [FCA CF] Client dealing (since 7 Nov 2023)
• Dominic Abt

  IRN DXA01794

  • CF30 Customer (1 Jan 2017 to 8 Dec 2019)
• Edward Michael Cartwright

  IRN EMC01015

  • CF30 Customer (1 Nov 2007 to 26 Jun 2012)
  • CF21 Investment Adviser (6 Jul 2006 to 31 Oct 2007)
• Gallus Rechsteiner

  IRN GXR01716

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • CF10 Compliance Oversight (15 Dec 2017 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (15 Dec 2017 to 8 Dec 2019)

No changes recorded yet.