Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF10 Compliance Oversight (15 Dec 2017 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (15 Dec 2017 to 8 Dec 2019)
  • LGT Private Debt (UK) Ltd. (no longer approved here)

    FRN 611379

    • SMF3 Executive Director (25 Oct 2024 to 17 Oct 2025)
    • SMF16 Compliance Oversight (9 Dec 2019 to 17 Oct 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 17 Oct 2025)
    • CF11 Money Laundering Reporting (7 Nov 2017 to 8 Dec 2019)
    • CF10 Compliance Oversight (7 Nov 2017 to 8 Dec 2019)
  • Lightrock LLP (no longer approved here)

    FRN 792455

    • SMF16 Compliance Oversight (9 Dec 2019 to 21 Aug 2021)
    • CF10 Compliance Oversight (29 Mar 2018 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.