Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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LGT Capital Partners (U.K.) Limited
FRN 448896
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- CF10 Compliance Oversight (15 Dec 2017 to 8 Dec 2019)
- CF11 Money Laundering Reporting (15 Dec 2017 to 8 Dec 2019)
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- SMF3 Executive Director (25 Oct 2024 to 17 Oct 2025)
- SMF16 Compliance Oversight (9 Dec 2019 to 17 Oct 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 17 Oct 2025)
- CF11 Money Laundering Reporting (7 Nov 2017 to 8 Dec 2019)
- CF10 Compliance Oversight (7 Nov 2017 to 8 Dec 2019)
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- SMF16 Compliance Oversight (9 Dec 2019 to 21 Aug 2021)
- CF10 Compliance Oversight (29 Mar 2018 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.