LGT Capital Partners (U.K.) Limited

• Principal Place of Business

  1 St. James's Market

  London

  SW1Y 4AH

  UNITED KINGDOM

  Phone

  +4402074842500

  Web

  https://www.lgtcp.com

• Complaints Contact

  1 St. James's Market

  London

  SW1Y 4AH

  UNITED KINGDOM

  Phone

  +4402074842500

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Alternative Debenture, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Guilherme Pimenta Froes Carvalho

  IRN GPC01060

  • CF30 Customer (1 May 2019 to 8 Dec 2019)
• Joanne Benson

  IRN JXB02815

  • CF30 Customer (15 Feb 2012 to 20 Jul 2012)
• John Wilkinson

  IRN JXW01459

  • [FCA CF] Client dealing (9 Dec 2019 to 22 Aug 2022)
  • CF30 Customer (14 Dec 2009 to 8 Dec 2019)
• Julian Merlin Hansen

  IRN JMH01269

  • CF30 Customer (1 Nov 2007 to 29 Dec 2008)
  • CF21 Investment Adviser (22 Sep 2006 to 31 Oct 2007)
• Mark Barry Ewart White

  IRN MBW01024

  • SMF9 Chair of the Governing Body (20 Mar 2020 to 28 Sep 2021)
  • SMF3 Executive Director (9 Dec 2019 to 28 Sep 2021)
  • SMF1 Chief Executive (9 Dec 2019 to 28 Sep 2021)
  • CF11 Money Laundering Reporting (8 Feb 2012 to 27 Dec 2017)
  • CF10 Compliance Oversight (8 Feb 2012 to 27 Dec 2017)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF3 Chief Executive (6 Jul 2006 to 8 Dec 2019)
  • CF1 Director (6 Jul 2006 to 8 Dec 2019)
  • CF21 Investment Adviser (6 Jul 2006 to 31 Oct 2007)
• Mark Ian Miller

  IRN MIM01009

  • SMF3 Executive Director (since 28 Sep 2021)
• Max Flugel

  IRN MXF02064

  • [FCA CF] Material risk taker (since 25 Mar 2024)
  • [FCA CF] Client dealing (since 7 Nov 2023)
• Nicholas George

  IRN NXG01077

  • CF30 Customer (1 Nov 2007 to 9 May 2014)
  • CF10 Compliance Oversight (6 Jul 2006 to 8 Feb 2012)
  • CF11 Money Laundering Reporting (6 Jul 2006 to 8 Feb 2012)
  • CF21 Investment Adviser (6 Jul 2006 to 31 Oct 2007)
  • CF1 Director (6 Jul 2006 to 9 May 2014)
• Olivier De Perregaux

  IRN OXD01060

  • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 12 Apr 2021)
  • CF1 Director (24 Dec 2008 to 8 Dec 2019)
• Padraig Hugh Sherry

  IRN PXS00578

  • [FCA CF] Significant management (since 6 May 2025)

No changes recorded yet.