Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Aviva Investors UK Fund Services Limited (no longer approved here)

    FRN 119310

    • Director of firm who is not a certification employee or a SMF manager (6 Nov 2023 to 5 Mar 2024)
    • SMF10 Chair of the Risk Committee (9 Dec 2019 to 26 Sep 2023)
    • SMF9 Chair of the Governing Body (9 Dec 2019 to 5 Nov 2023)
    • CF2 Non Executive Director (10 Oct 2019 to 8 Dec 2019)
  • Aviva Investors Global Services Limited (no longer approved here)

    FRN 119178

    • Director of firm who is not a certification employee or a SMF manager (27 Sep 2023 to 5 Mar 2024)
    • SMF10 Chair of the Risk Committee (9 Dec 2019 to 26 Sep 2023)
    • CF2 Non Executive Director (19 Jan 2015 to 8 Dec 2019)
  • LGT Capital Partners (U.K.) Limited (no longer approved here)

    FRN 448896

    • SMF9 Chair of the Governing Body (20 Mar 2020 to 28 Sep 2021)
    • SMF3 Executive Director (9 Dec 2019 to 28 Sep 2021)
    • SMF1 Chief Executive (9 Dec 2019 to 28 Sep 2021)
    • CF11 Money Laundering Reporting (8 Feb 2012 to 27 Dec 2017)
    • CF10 Compliance Oversight (8 Feb 2012 to 27 Dec 2017)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (6 Jul 2006 to 31 Oct 2007)
    • CF3 Chief Executive (6 Jul 2006 to 8 Dec 2019)
    • CF1 Director (6 Jul 2006 to 8 Dec 2019)
  • LGT Private Debt (UK) Ltd. (no longer approved here)

    FRN 611379

    • CF1 Director (9 Nov 2018 to 16 Oct 2019)
    • CF2 Non Executive Director (3 May 2017 to 9 Nov 2018)
  • Impax Asset Management (AIFM) Limited (no longer approved here)

    FRN 613534

    • CF2 Non Executive Director (3 Jul 2014 to 31 Jul 2015)
  • Impax Asset Management Limited (no longer approved here)

    FRN 197008

    • CF2 Non Executive Director (18 Mar 2010 to 31 Jul 2015)
  • J.P. Morgan Investment Management Inc (no longer approved here)

    FRN 119267

    • CF8 Apportionment and Oversight (1 Dec 2001 to 7 Feb 2005)
    • CF3 Chief Executive (1 Dec 2001 to 7 Feb 2005)
  • JPMorgan Asset Management (UK) Limited (no longer approved here)

    FRN 119337

    • CF8 Apportionment and Oversight (1 Dec 2001 to 7 Feb 2005)
    • CF3 Chief Executive (1 Dec 2001 to 7 Feb 2005)
    • CF1 Director (1 Dec 2001 to 7 Feb 2005)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 7 Feb 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.