Mark Ian Miller

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

LGT Capital Partners (U.K.) Limited
FRN 448896
- SMF3 Executive Director (since 28 Sep 2021)
Hermes Investment Management Ltd (no longer approved here)
FRN 150000
- CF30 Customer (11 Sep 2014 to 8 Dec 2019)
Blackstone Europe LLP (no longer approved here)
FRN 520839
- CF30 Customer (15 Jul 2011 to 22 Apr 2013)
FIL Pensions Management (no longer approved here)
FRN 144345
- CF1 Director (9 Jun 2008 to 6 Jul 2011)
- CF29 Significant management (1 Nov 2007 to 6 Jul 2011)
- CF30 Customer (1 Nov 2007 to 6 Jul 2011)
- CF27 Investment Management (10 Nov 2005 to 31 Oct 2007)
- CF16 Significant Mgt (Desgntd Investment Business) (10 Nov 2005 to 31 Oct 2007)
Aviva Investors Global Services Limited (no longer approved here)
FRN 119178
- CF27 Investment Management (1 Dec 2001 to 30 Apr 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.