Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • CF2 Non Executive Director (AR) (since 3 Sep 2020)
    • (1)Employed By (since 3 Sep 2020)
    • (2)Employed By (27 Apr 2018 to 1 Sep 2020)
  • J.P. MORGAN PERSONAL INVESTING LIMITED (no longer approved here)

    FRN 552016

    • CF2 Non Executive Director (16 Oct 2012 to 6 Mar 2019)
  • LGT Capital Partners (U.K.) Limited (no longer approved here)

    FRN 448896

    • CF30 Customer (1 Nov 2007 to 9 May 2014)
    • CF21 Investment Adviser (6 Jul 2006 to 31 Oct 2007)
    • CF1 Director (6 Jul 2006 to 9 May 2014)
    • CF10 Compliance Oversight (6 Jul 2006 to 8 Feb 2012)
    • CF11 Money Laundering Reporting (6 Jul 2006 to 8 Feb 2012)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF23 Corporate Finance Adviser (30 Nov 2002 to 15 Jan 2003)

Recent activity

Updates to this individual's record on the FCA register.

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