Date authorised
1 April 2013
Companies House
02674369
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Eastcheap
    London
    EC3M 1DE
    UNITED KINGDOM
    Phone
    +4402078312332
  • Complaints Contact

    Eastcheap
    London
    EC3M 1DE
    UNITED KINGDOM
    Phone
    +4402078312332

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.
  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Adam Charles Edward Peake

    IRN ACP00013

    • CF1 Director (1 Dec 2001 to 21 Dec 2007)
  • Alec John Cuthbert

    IRN AJC00024

    • CF1 Director (1 Dec 2001 to 17 Jul 2002)
    • CF21 Investment Adviser (1 Dec 2001 to 17 Jul 2002)
    • CF24 Pension Transfer Specialist (1 Dec 2001 to 17 Jul 2002)
  • Alexandra Gibson-Watt

    IRN AXG02779

    • SMF16 Compliance Oversight (since 30 Aug 2025)
    • SMF3 Executive Director (since 27 Jun 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 27 Jun 2024)
    • CF1 Director (AR) (since 3 Sep 2020)
  • Alexandra Steele

    IRN APS00002

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 21. Advising or arranging (bringing about) equity release transactions
    • Responsibility for MCD Intermediation (since 5 Apr 2024)
    • Responsible for Insurance Distribution (since 27 Mar 2024)
    • SMF3 Executive Director (since 30 Oct 2020)
    • CF1 Director (AR) (since 3 Sep 2020)
    • CF30 Customer (since 3 Sep 2020)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • SMF16 Compliance Oversight (15 Apr 2024 to 30 Aug 2025)
    • Responsible for Insurance Distribution (30 Oct 2020 to 10 Jan 2022)
    • Responsibility for MCD Intermediation (30 Oct 2020 to 10 Jan 2022)
  • Amanda Louise Hill

    IRN AXH01095

    • Director of firm who is not a certification employee or a SMF manager (1 May 2024 to 6 Dec 2024)
  • Anthony Seward

    IRN AXS00650

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 Dec 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Dec 2022)
  • Daniel David Garcia

    IRN DDG01010

    • CF1 Director (AR) (2 Sep 2020 to 6 Dec 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 11 Apr 2022)
    • SMF3 Executive Director (9 Dec 2019 to 6 Dec 2024)
    • CF1 Director (15 Apr 2013 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (23 Apr 2008 to 8 Dec 2019)
  • David Stanley Carter

    IRN DSC00022

    • CF30 Customer (1 Nov 2007 to 31 Dec 2012)
    • CF21 Investment Adviser (13 Mar 2003 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 13 Mar 2003)
  • David Timothy Campbell Pollock

    IRN DTP01031

    • CF2 Non Executive Director (AR) (13 Feb 2023 to 6 Dec 2024)
    • CF1 Director (AR) (3 Sep 2020 to 13 Feb 2023)
    • Responsible for Insurance Distribution (3 Sep 2020 to 4 Nov 2020)
    • SMF3 Executive Director (9 Dec 2019 to 6 Dec 2024)
    • CF1 Director (28 Apr 2008 to 8 Dec 2019)
  • Graeme Peter Eldred

    IRN GPE00004

    • CF11 Money Laundering Reporting (1 Dec 2001 to 10 Sep 2002)
    • CF1 Director (1 Dec 2001 to 10 Sep 2002)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.