Alec John Cuthbert

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St Martin's Partners LLP (no longer approved here)

    FRN 537904

    • Responsible for Insurance Mediation (7 Jul 2015 to 10 May 2018)
    • CF10 Compliance Oversight (20 Jun 2012 to 10 May 2018)
    • CF11 Money Laundering Reporting (20 Jun 2012 to 10 May 2018)
    • CF4 Partner (1 Jul 2011 to 10 May 2018)
    • CF30 Customer (1 Jul 2011 to 16 Jan 2017)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF30 Customer (30 Mar 2011 to 12 Dec 2011)
  • Merchant House Financial Services Ltd (no longer approved here)

    FRN 538416

    • Employed By (30 Mar 2011 to 12 Dec 2011)
  • Walker Crips Investment Management Limited (no longer approved here)

    FRN 226344

    • CF21 Investment Adviser (5 Apr 2004 to 12 May 2006)
    • CF24 Pension Transfer Specialist (5 Apr 2004 to 12 May 2006)
  • Keith Bayley Rogers & Co Limited (no longer approved here)

    FRN 197385

    • CF24 Pension Transfer Specialist (7 Aug 2002 to 3 Dec 2004)
    • CF21 Investment Adviser (7 Aug 2002 to 3 Dec 2004)
  • Hill Oldridge Limited (no longer approved here)

    FRN 150321

    • CF24 Pension Transfer Specialist (1 Dec 2001 to 17 Jul 2002)
    • CF21 Investment Adviser (1 Dec 2001 to 17 Jul 2002)
    • CF1 Director (1 Dec 2001 to 17 Jul 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.